In the wake of Hurricane Katrina (and of her
whifflepoof sister Rita) as well as in the wake of the political
storm and pious posturing that have followed the real storm,
not to mention the revelations of staggering incompetence
(mostly on local and state leadership levels where the wages
of patronage-politics-as-usual is death), I find I’m
moved to discuss with you such cheery topics (and the subjects
of recent readings of mine) as the Black Death of the 14th
Century, the Johnstown Flood of 1889, Abraham Lincoln’s
lifetime melancholia, the relationship of great creativity
and leadership to such melancholy natures, the very real possibility
that our current American cultural obsession with status-quo
happiness and constant optimism (especially as guide to choosing
our leaders) is a form of mental illness, and a certain laboratory
experiment that took place in 1979.
And everywhere the absolute outrage at the federal government
in general and at “Bush” in particular. The
Europeans know – and crowed about it in the press
and official government announcements in France and Germany
– that Bush had not only been incompetent in his reaction
to Katrina and racist in his disregard for victims but had
actually caused the devastation – the hurricane
itself – by not signing the Kyoto Protocol.
When the green light doesn’t flash enough, it has
to be someone’s fault. Nothing can be out of
our control. Gambling casinos lined up for 30 miles like
fat dominoes with their rear exits ten feet from the Gulf
of Mexico have a God-given right to be there forever.
Many city residents who ignored a “mandatory evacuation
order” – given in a bored monotone by a mayor
whom one pundit succinctly described as “exhibiting
the oddest extremes of detachment and agitation” –
immediately after the flood began looting plasma TVs, electronics,
sneakers, clothing, leaving nothing behind (besides their
own shucked off clothing) in one Wal-Mart, according to
its manager after the disaster, “except all the Country
and Western CDs. If someone wants a Shania Twain CD, we
can accommodate them.”
Are we to evaluate this as normal behavior given chaos
and tragedy and flooding? If so, how are we to explain the
massive flooding in the Midwest in the early 90’s
when such cities as Des Moines IA, Lawrence KS, Hannibal
MO, Quincy IL, and other cities were flooded and the residents
turned out by the thousands to help one another until serious
state and federal assistance arrived – sometimes weeks
later – and during which there were almost no incidents
of looting? Townspeople in one community along the Missouri
or other tributaries would – after they sandbagged
up their own makeshift levees and provided for their own
temporarily homeless – move on to another town like
Hannibal to help them fight the floods back and rescue
and evacuate their people.
Perhaps the moral here is not WHO IS TO BE BLAMED FOR THIS?
but rather the habitual melancholic’s view of “Most
of the time events are not under our control” –
only our reaction to events is.
#
I’d read all books by David McCullough except his
first attempt at history (McCullough was not trained as
an historian), THE JOHNSTOWN FLOOD, published in 1968. Part
of me was worried that McCullough’s freshman attempt
at history would not be as well-written or researched as
his other books that have given me so much pleasure over
the years since I first read THE GREAT BRIDGE in the early
1970’s (I’d bought it as a Christmas gift for
my future father-in-law, a civil engineer, and glanced at
the first page and sat down and read it straight through
in two days before wrapping it as a present. I make it a
policy never to read the actual physical books I’ve
bought for others but this was a glorious exception and
immediately turned me into a McCullough-addict.)
The week before Katrina hit, with the storm still building
in the Atlantic, I decided THE JOHNSTOWN FLOOD might be
an appropriate thing to read. (I remembered that New Orleans
is under surrounding water levels and has been stripped
of its protective bayous and wetlands, even if it sometimes
slips Mayor Nagin’s mind. But of course, as he said
when a reporter questioned the wisdom of sending more than
50% of the New Orleans police force off to Las Vegas for
R&R while the emergency was still ongoing (50% that
is, of the approximately 50% that consistently showed up
for duty during the crisis), “New Orleans is a party
town. Get over it.”)
Johnstown, Pennsylvania, in the 19th Century was no party
town. It was a steel mill town in a steel-mill valley and
was populated primarily by what we now call “working
class people” with a growing petit bourgeois middle
class atop that trying to provide libraries, classical music,
and a veneer of refinement, but even this God-fearing mostly
Protestant middle-American middle class had their fates
tied to the local steel mills.
It was the rich snots like Andrew Carnegie, Henry Clay
Frick, and Andrew Mellon who owned shares in the so-called
South Fork Fishing and Hunting Club fifteen miles upstream
and 450 feet higher in elevation than Johnstown. This “club”
included a fine 47-room hotel “clubhouse” and
a series of privately owned or leased roughing-it “summer
homes” set along an artificially created – by
a poorly tended and amateurly mended earthen dam –
“Lake Conemaugh.”
The lake – built of, by, and for the pleasure of
robber baron millionaires who controlled America’s
economy in the late 1800’s and which towered over
the long valley of working people like a guillotine for
years before the flood – was a marvel for that part
of the country: once just a wide stream, it was, in 1889,
more than two miles long, covered more than 450 acres, and
was almost 70 feet deep in places. The club fleet included
50 rowboats, sailboats, and two cute little steam yachts
that chug-chugged their way around the lake all summer with
pennants flying and cute smoke pouring from their cute miniature
funnels. There was even an electric catamaran built by one
of the club’s members, Louis Clarke, who liked to
put on a blue sailor’s outfit for his cruises around
the lake in front of the richest people in America and their
families.
On the afternoon of May 31, 1889, after a spring of relentless
rain, the dam gave way and a wall of water ranging from
35 feet high to several hundred feet high (depending upon
the width of the valley at any given point) roared down
the valley and swept away almost everything in its path.
More than 2,000 people died in a few minutes. Since the
population of the valley, including Johnstown and all its
adjoining communities, was around 23,000 souls, this is
a mortality rate approaching 10%. (An equivalent toll in
New Orleans after Katrina would have seen 143,000 dead and
missing.)
When the water hit Johnstown proper, it either destroyed
and swept away the remnants of every structure – including
a massive, 4-story brick hotel which scores of locals ran
to for their salvation – or simply swept them off
their foundations and into the river that now filled the
valley. One little five-year-old girl floated several miles
up a flooded tributary on a mattress, was swept all the
way back to Johnstown in the backwash, and was saved only
when a man who had found temporary safety himself on a rooftop
leapt into the waters, swam to her mattress, and flung her
to others on yet another floating rooftop.
Scores or hundreds of people survived the flood on some
floating structure or the other only to be swept into a
debris pile stacked up against a stone railroad bridge that
had been spared the full force of the flood. The debris
pile, consisting of 15 miles of trees and homes as well
as a million tons of Johnstown debris, rose more than 60
feet high and, for a while, created a new dam, recreating
“Lake Conemaugh” in the valley where Johnstown
had been an hour earlier. Scores more of men, some of them
injured and naked from their own brush with the flood, rushed
out onto the stone bridge to help the hundreds of trapped
people in the debris pile. Holes in the pile were washing
some survivors to their deaths downstream like bugs being
sucked into a sink drain.
Then the debris pile caught fire.
All night, in the cold rain and tumult, men risked their
lives again to rescue the screaming victims in the burning
debris pile. A few were pulled out. Most burned to death
or chose to drown rather than burn. For weeks, the smell
of burning human flesh hung over the valley.
The next morning, the men of the town – all of whom
had lost family members and friends and who had spent the
long night of terror either standing on the wooded hillside
in the freezing rain or huddling in the attic of flooded
buildings waiting for the waters to rise more and drown
them – met to take command of the situation. There
was no communication with the outside world. They immediately
elected a “disaster dictator” – not a
surviving mayor or sheriff but the man most of them trusted
the most to keep his wits about him – and this temporary
dictator begin giving orders and creating action committees.
One group of sixty men charged to be “deputies”
to prevent looting or disorder promptly went to a flooded
canned-tomato factory and punched out sixty silver stars
from the tin of cans.
There were no serious problems of looting in Johnstown
in the days to come, although when the press arrived –
and they came in before even the rescuers and state militia
could get there, trailing their own telegraph wire for dispatches
as they came – they listened to every drunk and crazy
person in town and often published their stories as truth
without any effort at confirmation. In these stories going
to the outside world, the looters were “Hungarians”
– any Eastern European worker brought in to work in
the mill towns or on construction projects before or after
the flood – and these foreigners were so debased that
they killed, raped, and gnawed fingers off corpses to get
at gold rings on bloated bodies. McCullough relates –
and shows us in illustrations -- how these “Hungarians”
were inevitably drawn to look like “cheap stage show
bearded Fagins” while the courageous townspeople shooting
them down like dogs or hanging them without trials (none
of which happened) always somehow looked like “the
spitting image of Robert E. Lee.”
The 1880’s being what they were in terms of sentimental
treacle (perhaps even ahead of our own day where Diane Feinstein
announces that she voted against the nomination of John
Roberts for Supreme Court Justice – even after he
had met her previously stated criteria for support -- because
“in the end he refused to answer my questions as a
husband, father, and son would have . . .” and merely
answered them as a judge would), the press invented some
fascinating tales. My favorite was the three little Johnstown
girls playing ring-around-the-rosey (a game created during
the Black Death plague years in the 14th Century) when the
flood hit – they were wearing their nightgowns at
4 p.m. for some strange reason -- and were found dead many
days later still with sweet smiles on their cherubic faces
and their fingers still sweetly intertwined.
When a small troop from the state militia arrived from
Pittsburgh four or five days after the flood, the recently
elected “disaster dictator” turned them back,
explaining that the local people needed to handle their
own problems so that they wouldn’t dwell too morbidly
on their recent losses. (The people changed their minds
a few days later and the troops – and Clara Barton
in her first major American Red Cross disaster response
– helped deal with things for months.)
What’s to be learned in the wake of Katrina from
reading about the 1889 Johnstown Flood? Beats the heck out
of me, but there do seem to be some powerful insights in
there. Perhaps part of it has to do with a people’s
outlook on life, death, and disaster in the 19th Century
as opposed to the 21st Century.
The most amazing thing to come out of the flood –
McCullough acknowledges and looks into – is that while
there was no doubt that the human tragedy could be directly
traced back to the carelessness of a few dozen millionaires
who had hired a non-engineer amateur to “rebuild”
their earthen dam for them – not a single lawsuit
against the South Fork Fishing and Hunting Club succeeded
and only a few were filed. Not a single lawsuit was
filed against any of the millionaires like Carnegie
(who would be the equivalent of a dozen Bill Gateses in
terms of wealth today) whose pockets were deep indeed. These
guilty multi-millionaires’ names weren’t even
mentionedby the press of the day; to do so would
be impolite and almost certainly harmful to the economy.
As McCullough wrote – “The more or less
agreed-to attitude of Johnstown’s business people
was that the flood should be forgotten as soon as possible.
There was no sense dwelling on the thing. It was bad for
the spirits, and it most certainly was harmful to business.”
Such an attitude, not to mention legal outcome, is such
a blatant injustice to our sensibilities today that it should
cause a paroxysm of outrage in even the most politically
conservative of souls. But McCullough points out how –
if today’s cultural perception of fairness, eagerness
to sue, and cultural satisfaction at redistributing wealth-through-lawsuits
were to have prevailed in the years after the Johnstown
flood, resulting in the possible personal and corporate
bankrupting of such men as Andrew Carnegie, Henry Clay Frick,
and Andrew Mellon – justice, as we perceive it today,
might have been better served, but the future industrial
and economic power of the United States of America might
well have been crippled.
Meanwhile, in 2005, the state of Louisiana alone has already
presented a demand to Congress for storm reparations of
$250 billion – equaling more than $50,000 for every
man, woman, and child in that state – that would come
on top of the $62.3 billion that Congress has already appropriated
for emergency relief.
Their bill demands $7 billion for rebuilding “evacuation
and energy supply routes,” yet also demands a separate
$5 billion for road building and makes no mention of the
$3.1 billion just rewarded to the state in the recent pork-rich
transportation bill.
It also demands $50 billion in “community development
block grants” with another $150 billion for small-business
loan funds plus generous business tax breaks. (When Hurricane
Katrina struck, FEMA and the federal government were in
the midst of lawsuits and federal indictments in an attempt
to recoup up to $30 million in Homeland Security funds that
had been misdirected, diverted to non-security local political
patronage, or outright stolen by state Louisiana legislators
and the same state Homeland Security director who turned
back supply buses during the second day of the televised
Superdome crisis “because we don’t want those
people to think they can stay there.”)
The bill asks for $35 million for seafood marketing and
$25 million for a sugar-cane research lab. The Washington
Post describes this in an editorial as “the equivalent
of New York responding to the attacks on the World Trade
Center by insisting upon a federally financed stadium in
Brooklyn.”
#
John Kelly’s wonderfully written THE GREAT MORALITY:
An Intimate History of the Black Death, the Most Devastating
Plague of All Time, gives us another glimpse of human reaction
to events out of our control.
Our current angst about global climate change, political
upheaval, war, natural disaster, and the unexpected Wrath
of God descending on us in the shape of creeping Death in
the Night is nothing compared to what the poor slobs had
to put up with starting around October of 1347.
Most of you reading this know that the only thing comparable
in our times to the Black Death – which claimed at
least a fourth of the people in most villages, rural areas,
and cities in Europe of the 1300’s, but which often
killed as many as two-thirds – would have been all-out
thermonuclear war.
History suggests that FEMA didn’t do a very good
job in 14th Century Europe during the Black Death either.
There was no help at all from outside the local village
or city or shire or countryside. Usually, “evacuees”
were stopped and turned back at town walls and province
borders or just killed by those fearing the spread of contagion.
Even when the plague hit Avignon, home of the Pope at that
time, the best he could do was offer a few masses and processions
– which accelerated the infection and death rate,
of course – and, slowly, grudgingly, agree to consecrate
a larger cemetery for the multitudes of corpses.
One of the most disturbing aspects of what contemporaries
in the Middle Ages called “the Great Mortality”
was that while most epidemiologists think that it’s
a form of today’s Y. pestis plague –
essentially bubonic and pneumonic plague – the symptoms,
rapidity of its advance (more than 100 times faster than
outbreaks of modern plague in the 19th and 20th centuries),
and efficiency in its killing are wildly different from
any strain of that rat-spread plague we have seen since
the advent of modern medicine’s ability to study it.
Was the Black Death version of the plague a mutant virus
that might return? Experts don’t know, but one intelligent
estimate is that it was an especially virulent version of
Y. pestis that has been found for millennia in
marmot-like rodents in the Russian steppes – Marco
Polo went far out of his way to avoid possible contagion
from the deadly little critters – and that the Black
Death spread of the “marmot plague” included
a mutation where the virus spread as quickly through humans
as it does through its marmot vector. We haven’t seen
that in the centuries since, but evolution rarely abandons
a niche it finds so useful for its chosen life form (not
us, but the plague virus in question.)
The hypervirulence of the marmot plague in its present
Y. pestis iteration and the potential for 90% and
better mortality from a humanized version of it –
perhaps the same one that evolved during the first pass
of the Black Death – was so attractive to the Soviets,
who ran the most advanced and ambitious biological warfare
research program on the planet for many decades (and still
fund it), that it caused the leader of the USSR’s
biological weapons program, Major General Nikolia Urakov,
to shout at his research staff – “I only want
one strain!” – marmot plague.
Giovanni Boccacio relates this “remarkable story”
from Florence:
“One day, the rags of a pauper who
had died from the disease were thrown into the street where
they attracted the attention of two pigs. In their wonted
fashion, the pigs first of all gave the rags a thorough
mauling with their snouts, after which they took them between
their teeth and shook them against their cheeks. And within
a short time, they began to writhe as though they had been
poisoned, then they both dropped dead to the ground, spread-eagled
upon the rags that had brought about their undoing.”
Countless reliable eyewitnesses of the time – “plague
chroniclers” – described how the disease spread
just as quickly between human beings. And it took a short
time to kill, although every minute of the dying person’s
time was spent in agony that led to madness. Some took three
days to die, but others were dead within hours. A few recovered.
Most people who caught the plague did not. Families and
communities were not decimated – that misused word
means “reduced by 10%” – but were wiped
out.
John Kelly in THE GREAT MORTALITY humanizes that distant
time by recounting many first-person tales and putting us
into the eyes and minds of people at the time. Human nature
being what it is and always has been (only the cultural
overlays and obsessions and “conventional wisdoms”
change like hair and clothing styles), people looted and
cheated and tried to use the worst disaster in European
history to their personal advantage. The wars never stopped
and the Black Death literally followed the armies like Death
personified.
In England, one rotter used the death of his entire neighboring
family to steal their slate roof tiles. Another man, when
the old woman and her daughter next door died, tried to
enlarge his own holdings by moving the property boundaries.
Both men were charged in court but both escaped justice
because they were dead from the Black Death before the sentence
of the court could be administered. Then the judges and
bailiffs and lawyers died.
It was the deaths of lawyers and notaries – those
who could write up the millions of wills that suddenly needed
to be crafted and witnessed and certified – that caused
the largest disruption in society.
The relevance of the Black Death years to our recent storms
might be found in sections where Kelly looks at why some
towns, villages, major cities, shires and provinces continued
to function even when 50% or more of their people were dead
and why other societies flew to flinders after a much lower
death rate.
In France and central and northern Europe, for instance,
including the area that is now Switzerland and Germany,
the immediate response of the Church, local rulers, and
citizenry to sudden misfortune was almost always the same
– run out and kill Jews.
Pogroms – an annual ritual anyway in a smaller way,
usually brought on by Holy Week – became serious and
widespread and followed the plague virus across Europe.
In France (and southern France was fairly tolerant, as far
as regularly scheduled Jew-killings went), the court and
the Church as far back as 1298 had carried out a major pogrom
against all lepers in the kingdom, showing irrefutable proof
that they had conspired to overthrow the throne and install
a “Leper Kingdom.” When plague and pestilence
reared its ugly bubos head, King Phillip and the Church
advisors discovered that the Jews had really put the lepers
up to their efforts – it was, as always, the Jews
who were behind everything evil.
Actually, in this case, the Jews – who were promptly
slaughtered by the thousands in pogroms, their property
confiscated, the survivors banished yet again – turned
out to be in the pay of an even wilier enemy of Christiandom,
the Mohammedans!
Church experts in the Holy Office of the Inquisition helped
“discover” a secret covenant between the Jews,
the Muslims, and the lepers. The secret covenant was translated
from Hebrew and when Philip V read it, he was horrified
– shocked, I tell you, shocked! – to discover
that a secret offer had been sent from the Muslim ruler
of Jerusalem, through his emissary the viceroy of Islamic
Grenada, extending to the Jewish people Islam’s hand
of eternal peace and friendship. The reason for this was
that the Muslims occupying Palestine had stumbled across
the lost Ark of the Old Testament in the Sinai Desert, lying
in perfect condition in a ditch. The Muslims, realizing
their theological mistakes, were overcome with a desire
to be circumcised, convert to Judaism, and return the Holy
Land to its rightful owners – the Jews.
The problem, of course, was that this would leave millions
of Palestinian Muslims with no place to live. The King of
Jerusalem – in this secret document that Philip V
was so horrified to read – suggested to the Jewish
cabal leaders in France that they give him France in return
for the Holy Land.
Logically, the Jews of France concocted a kingdom- and
continent-wide well-poisoning plot and hired – who
else? – the lepers to carry it out.
This is low comedy and farce except, of course, for the
results, which returned with a vengeance when the Black
Death arrived. (After all, someone had to be poisoning
the wells . . . someone is always to blame for
the button not making the green light flash when we want
it to.)
“Between the summer of 1348 and
1349, an unknown but large number of European Jews were
exterminated. Some were marched into public bonfires, others
burned at the stake, still others barbecued on grills or
bludgeoned to death, stuffed into empty wine casks and rolled
into the Rhine. In some localities, killings were preceded
by show trials; in other cases, there were no legal proceedings
– sometimes not even an accusation. Jews were killed
simply as a prophylactic measure.”
It all sounds sadly familiar, does it not? As I say, human
nature changes, if at all, only very, very slowly. It is
cultural styles that dictate the manner and rationale for
each century’s Final Solution. And while lepers, gays,
newcomer ethnic minorities, or other surrogates are sometimes
found to expiate our frustration at the green light not
flashing when we wish it to, it is the Jews – as even
modern Europe continues to show us – that are the
most satisfying target.
But some places did not – like New Orleans and most
of Europe – fly to flinders and send the human populace
turning on itself like a sun-maddened rattlesnake striking
venom into its own flesh. There was heroism everywhere,
cowardice everywhere, and most everyone – saints and
thieves, selfless heroes and skulking selfish noblemen,
died alike.
Certain societies continued to function even in the face
of overwhelming mortality. Areas of England did well. There
were no pogroms. (Well, all right, the kingdom had already
tried to expel all its Jews and had seized the property
of most remaining ones before the Black Death arrived,
but there were still no pogroms.) Much like most of Germany
in WWII or London during the Blitz, most of English society
–from London to rural estates such as Farnham –
kept civilization, such as it was, moving forward.
John Kelly has a theory about why social order survives
in the wake of catastrophe in some places and disappears
completely even after much slighter disruptions in others:
Social cohesion is a complex phenomenon,
but applied gently – with a vast respect for the vast
differences in time and place – the Broken Windows
theory of human behavior may speak to the relatively low
level of upheaval in Black Death England.
The theory, which informs much of modern police
work, holds that the physical environment buttresses the
psychological environment the way a beam buttresses a
roof. Why? Broken windows, dirty streets, abandoned cars,
boarded-up storefronts, empty grass-and refuse-covered
lots send the message: “No one is in charge here.”
And when authority and leadership break down, people become
more prone to lawlessness, violence, and despair, in the
same way that a defeated army becomes more prone to panic
if the officers fail to provide resolute leadership.
England in 1348 and 1349 was hardly free of physical
or emotional chaos, but enough John Ronewykes (caretaker
of the hard hit but still functioning Farnham estate)
stepped forward – to harvest the crops, maintain
the land and buildings, keep the records, man the courts
– to convey the sense that the country was not slipping
into anarchy, that authority was being sustained. Their
steady leadership may have helped to sustain order, self-discipline,
and lawfulness at a very difficult moment.
The mayor that is most known – and infamous at the
time – for rigorously applying the Broken Windows
theory to cleaning up a major American city approaching
social chaos in some areas was Rudy Giuliani, and he was
mocked, opposed, and pilloried for it at the time by the
majority of the city’s sophisticated elite. But the
New York City when he left office was a remarkably more
human and civilized place – even with the tragedy
of 9/11 – than it had been for most of the decades
I’d visited it from the 1960’s on. And Giuliani
himself seemed to be the perfect person to take charge in
the hours and days after the attack on the World Trade Center,
showing through his blunt, truthful statements and strong
leadership that the city “was not slipping into anarchy,
that authority was being sustained.”
History may record that New Orleans at its time of trial
did not comport itself with the same steady resolve, nor
benefit from the same quality of leadership. With a serious
portion of its police force fleeing, with neither local
nor state leaders asserting authority, and with some serious
portion of its remnant population showing real signs of
anarchy and lawlessness, there was a vacuum there that chaos
loves to move into. But, as Mayor Nagin said, “This
is a party town. Get over it.”
#
I know you’re convinced by now that I’ve long
forgotten the 1979 Abramson-Alloy experiment and the entire
subject of melancholia or their possible links to Abraham
Lincoln or the aftermath of Katrina.
Or perhaps I haven’t.
I’ve confessed in these little web site essay pages
that the bulk of my reading in recent years, well, recent
decades, has been in history and biographies. But an honest
look at those historical figures I am most interested in
and to whom I return again and again in different biographies
and primary-source accounts include such people as –
Mark Twain, Winston Churchill, Abraham Lincoln, Ernest Hemingway,
Sir Thomas More, William Shakespeare, Meriwether Lewis,
Leonardo da Vinci, Emily Dickinson, Franz Kafka, Ludwig
Wittgenstein, Teddy Roosevelt, Buster Keaton, Charles Chaplin,
Robert Oppenheimer, Robert Kennedy, Herman Melville, Robert
Frost, and John Keats. There are others, but this gives
a sense of what I’m talking about.
(I’ll state here that I recognize that there is only
one woman on my otherwise exclusive list of Dead White Males.
Very sexist. So sue me. This is my list.)
What most of these disparate individuals tend to have in
common (I realized after decades of my interest in them
with no apparent criteria for choosing them) is a life that
was filled with melancholy and with serious – and
sometimes frequent – bouts of melancholia. (When one’s
outlook on the universe is very gloomy, one has –
in the language of the 19th Century and following the 4-humours
theory of Aristotle – a melancholic disposition. When
that melancholy so overpowers you that you can’t function
and seriously consider seeking escape through suicide, the
disposition of melancholy shifts to melancholia, the “ia”
indicating disease.)
In the interest of full disclosure, I’ll admit that
I’ve always enjoyed a melancholic disposition. That
is, the healthy sense that life (and the universe) is essentially
a bitch and then you die (and that’s aallll, folks).
It is what Freud called “the Reality Principle”
and it has been with me since I was a child. More to the
pleasant part of melancholy, I’ve always found beauty
in autumnal light and in what the Japanese call the aesthetic
ofV wabi and sabi– the touch of
sadness in a fallen leaf or of moss on a long-dead tree
or in the shadow of a bamboo leaf thrown by the moon and
never to be seen just that way again, the extra touch of
beauty that sadness in the absolute knowledge of the absolute
tyranny that time gives things, like wrinkles on
an old person’s face, coupled with the sense of loss
in every wonderful second that can never be recaptured or
relived.
That’s a tendency toward an aesthetic of pleasant
melancholy.
Melancholia is when it bites you in the ass, when you can’t
sleep for weeks, when your thoughts turn against you and
you can’t shut them off, and when you not only consider
suicide but act on it in a way that should ensure that the
mental racket stops forever (but perhaps are spared by a
deus ex machina that you, if you happen to be a
novelist, would never in a million years put in a work of
fiction.)
That’s the end of the full disclosure.
Lincoln was a deeply melancholy man who suffered severe
bouts of near-self-murderous active melancholia. Joshua
Wolf Shenk in LINCOLN’S MELANCHOLY gives a powerful
argument that Lincoln never really “overcame”
this melancholy, to use our current way of thinking, but
used it to fuel his greatness. The same could be said of
Mark Twain, Winston Churchill, Ernest Hemingway, John Keats
. . . hell, almost my entire list.
Churchill,
who assumed the office of prime minister in 1939 at the
age of 65 right at the outbreak of the war with Hitler,
was the man the nation turned to – after he had been
spurned for decades as an obsolete old fossil and an alarmist
– precisely because of the melancholic clarity of
his vision for those decades of his political exile. He,
like Lincoln, was a man who saw things clearly because
of his clear, non-optimistic view of the nature of
the world and the present situation – his depressive,
melancholic view, if you prefer – and who was the
perfect melancholic optimist for a time when all the happy-happy
“peace in our time has been guaranteed by this slip
of paper” optimists had been shown to be blind.
Churchill – who called his deepest spells of melancholia
his “Black Dogs” (Lincoln had his “blues”
or “blue devils,” Kafka his “mice”)
– had saved himself from suicide by discovering landscape
painting, constant labour, the right wife, and duty, duty,
duty, duty. He was never more engaged and less melancholic
than during the darkest days of WWII.
Contrary to many trite histories, Lincoln’s deepest
melancholia did not arise from the Civil War nor was it
assuaged by his duty and sacrifice during the war, nor was
the melancholy driven deeper to melancholia primarily by
the death of his beloved son Willie (and his wife was more
aggravation than salvation), but as the melancholia deepened
in those final years and became so etched on that most American
of American faces, so did the resolve to duty and to ambition
and to achieving the impossible – the end of slavery
to which he’d devoted his energies so many years before,
seizing on it as an almost impossible goal that would keep
him occupied throughout his life.
Why do we need melancholics to move us forward through
their leadership, wit, dark humor, creative ability, poetic
insights, and the force of their serious personality?
Herman Melville, Lincoln’s contemporary and fellow
melancholic, wrote:
“The intensest light of reason and
revelation combined can not shed such blazonings upon the
deeper truths in man, as will sometimes proceed from his
own profoundest gloom. Utter darkness is then his light,
and cat-like he distinctly sees all objects through a medium
which is mere blindness to the common vision.”
In preparation for the novel I’m currently trying
to finish, THE TERROR, I reread Melville’s MOBY DICK
and was struck by some wording on the first page where the
first-person narrator Ishmael explains his periodic decisions
to give up the comforts of life on land and take to the
sea and ships –
“Whenever I find myself growing
grim about the mouth; whenever it is a damp, drizzly November
in my soul; whenever I find myself involuntarily pausing
before coffin warehouses, and bringing up the rear of every
funeral I meet; and especially whenever my hypos get such
an upper hand of me that it requires a strong moral principle
to prevent me from deliberately stepping into the street,
and methodically knocking people’s hats off –
then, I account it high time to get to sea as soon as I
can. This is my substitute for pistol and ball.”
What caught my attention this time was the archaic word
“hypos.” This rang a vague bell but Shenk in
LINCOLN’S MELANCHOLY had to show me where I’d
repeatedly bumped into that word before in such a context.
In a letter in the spring of 1837, Lincoln referred to
the prospect of some old friends leaving the area. “That
gives me the hypo,” he wrote, “whenever I think
of it.” Lincoln was using “hypo” as Melville
later did, abbreviating the term “hypochondriasis”
which referred to a disease similar to melancholia. Lincoln
also called these event- or climate-triggered deep depressions
“the hyp” or “hypos.” At the time
in the early 1800’s, it was looked at not only as
an illness but as an affliction similar to abulia and acedia,
the “paralysis of all will through sadness”
that William James wrote about and which Christians in the
Middle Ages considered a deadly sin.
I mentioned Buster Keaton and his visage was no less magisterially
sad than Abraham Lincoln’s. With Keaton – a
true film genius who wrote, directed, produced, starred
in, and did the stunt work in his finest films (as did Chaplin,
who also wrote the musical scores) – the sad face
was seen as a schtick, a sad-clown persona so powerful that
he was known as The Great Stone Face, but the melancholia
beneath the façade of melancholia was real enough.
It’s only a minor irony that Keaton’s greatest
film and one of cinema’s masterpieces, “The
General,” was such a box office disaster that it lost
Keaton his studio, his wealth, and his independence.
I almost envy you if you haven’t seen the movie for
the first time yet, but most of you know the plot –
the “great locomotive chase” where Keaton is
a rejected suitor at the beginning of the Civil War because
the Confederate Army will not accept him, not just because
he’s a little schlump but because he’s too good
a civilian train engineer to waste as cannon fodder. His
girlfriend leaves him, thinking him a coward for not enlisting.
But then Yankee raiders steal both his train and his girlfriend
and head north and Keaton leaps onto the next available
train and gives solo chase deep into Yankee territory, eventually
returning his locomotive and saving the girl.
It was a brilliant film, a true epic, infinitely more morally
true than “Birth of a Nation” and howlingly
funny at the same time. Why did the audiences and critics
hate it? Why did it ruin Keaton’s career?
Audiences in 1927 were not ready for Keaton’s sophisticated
mix of tragedy and comedy. In a huge battle scene, Buster
– in a borrowed Confederate officer’s uniform
three times too large for him – is trying to “be
an officer” by commanding a small secesh artillery
battery. Each time he points out a target, a Yankee sniper
on a nearby hillside kills a man at the guns. Keaton, in
a pure melancholic’s reasoning, is sure that he’s
somehow killing the men just by pointing at the enemy. Soon
he’s the only man near the guns left alive and, not
having a clue as to how to fire cannons, he prepares to
charge the Yankees single-handed. But, of course, he cannot
get the officer’s borrowed sword out of the borrowed
scabbard – the physical comedy of him wrestling with
it and his belt is perfect – and when it does
finally come free, the blade goes flying off into the air
and leaves Keaton holding only the hilt.
But true to tragi-comedy’s logic, the swordblade
also happens to come down at random and kill the Yankee
sniper, thus allowing the artillery to regroup, the Confederate
cavalry to take the hill, and the battle to be won.
Audiences weren’t ready for this and they rejected
it. A man dying as humor? Slipping on a banana peel, sure,
but dying? A noble battle being reduced to physical farce
and random chance? A hero not having control over his
own fate?
Keaton in the late 1920’s, Keats in his poetry in
the early 1800’s, Churchill in the political wilderness
in the 1930’s, Mark Twain attacking lynching in the
South during his latest, most depressed, most bitter years,
Abraham Lincoln during the darkest days of the Civil War
– all of them were far ahead of most of their audiences
(Lincoln’s audience being the citizens of the United
States of America) – in their Hobbesian understanding
that “life is solitary, poor, nasty, brutish, and
short.” And therefore, of course, frequently funny.
In my current novel I follow a true historical figure,
commander of the HMS Terror Captain Francis Rawdon
Moira Crozier, who disappeared with the rest of the John
Franklin Naval Expedition seeking to find the North-West
Passage in 1845. Crozier was a melancholic figure. He had
reason to be. Because he’d been born in Ireland and
was a Presbyterian rather than a member of the C of E, he
would never be a true English gentleman, never – despite
his deep experience (he had been the first to reach and
see Antarctica along with James Clark Ross) – be appointed
to a rank above captain or be chosen to lead an expedition.
He was also rejected by the one love of his life –
a late love since Crozier was already in his 50’s
– the beautiful young niece of Sir John Franklin,
Sophia Cracroft. She laughed at his earnest proposal and
told Crozier that she’d rather wait for a gentleman
such as Sir James Clark Ross, who had just married another
pretty young thing.
My curiosity about Crozier is much as the same as my curiosity
about Lincoln, Churchill, Twain, Hemingway and the rest
– how did they turn their deep and sometimes debilitating
melancholia and view of life as ferocious and sinister into
a burning flame of ambition? How did they convert sadness
to serious discipline? How and why did they not ignore or
simply seek to assuage the pain, but harness it to achieve
seemingly impossible deeds?
One of Crozier’s responses to melancholia, like Churchill
and Hemingway, was to drink heavily and often. He was Irish
after all. (Relax – I can say that because I’m
half Irish.)
But, in my novel at least, Francis Rawdon Moira Crozier
also diverts those decades of melancholia pain into the
single, hot-burning blue flame of a will to survive against
seemingly impossible odds.
And in my novel, when Captain Crozier is forced into leading
Sunday “Divine Services” aboard ship –
he is no true believer, to say the least – he sometimes
amuses himself by reading from Thomas Hobbes’s THE
LEVIATHAN. Most of Crozier’s crew on my fictional
H.M.S. Terror are convinced that the Book of Leviathan
their captain reads to them from time to time is a fascinating
and previously undiscovered book of the Bible. Crozier does
nothing to disillusion them. When they finally have to abandon
ship and take to the ice, they name five of the heavy whaleboats
and cutters they’re dragging across the ice Solitary,
Poor, Nasty, Brutish, and Short.
#
One question we might ask ourselves in the face of our
global, national, and political problems these days, is
– When exactly and why exactly did we make it impossible
for a leader like Lincoln to be elected to serious public
office in our age?
If you doubt that Lincoln would be ruled out for a run
for the presidency these days, sober up. First, of course,
there’s the fact that Lincoln was a nobody with only
one year of high school education and a political record
that consisted of one highly unsuccessful term in the House
of Representatives. Besides his melancholic and decidedly
non-mediagenic appearance, there is his medical history
(and the press would clamor for all private medical reports
to be made public since, in the parlance of the mob’s
and press’s rights which overwean all others, “the
public has a right to know!”)
Lincoln, even as a young man in his 20’s, had suffered
such melancholia – and talked about it openly enough
with friends – that those friends went on active suicide
watches, hiding guns and knives from young Abe. He had frequently
discussed the possibility of suicide. He had acted like
a cad with women – on several occasions – the
best known of which was when he cancelled his engagement
with Mary Todd for no known reason. He had suffered several
nervous breakdowns which had left him unfit for work or
human company.
If Abraham Lincoln were even a presidential primary candidate
today, the all-news-all-the-time cable channels would be
filled with “medical experts” explaining that
the poor man was a victim of Marfan syndrome – a genetic
disorder that diminishes the strength of connective tissue
and ultimately destroys the integrity of bodily structures
ranging from tendons to heart valves. People with this genetic
disorder tend to be tall and thin with elongated limbs way
out of proportion to their bodies. This syndrome often leads
to other physical problems in middle and later age that
cause an early death. Some of the “experts”
would cite one study that suggests that sufferers of Marfan
syndrome frequently are depressed – although whether
the depression is caused by the disease or comes from the
disease – or whether there is no real correlation
at all – no one knows.
Then the experts would come on with long explanations of
bipolar disorder . . . (which Lincoln did not have. His
depression was straight depression; there were no signs
of the manic jags or mood swings associated with what we
used to call manic depression and now more gently and obfuscatingly
label as bipolar disease.) (I suspect that my character
Captain Crozier had bipolar disease since he led expeditions
to both the south and north poles.) (Sorry.)
Worst of all – the kiss of death in modern politics
– is the fact that Abraham Lincoln (according to his
own wife!) was not a Christian. He didn’t even have
Joe Lieberman’s excuse of piety in a different avenue
of belief. Odds are that – at least when he ran for
the presidency – Abraham Lincoln didn’t believe
in any sort of personal God. The electorate in his day,
even at the height of the Second Great Awakening, had the
decency not to poke and pry into his beliefs. Today an atheist
running for the presidency would be the cause of endless
perseveration and pontificating by every cynical pundit
on television and from ten thousand pulpits as well.
Anyway, Lincoln would not have a chance of surviving the
“character issue” aspect of today’s political
scrutiny. Nor would his medical records allow him to be
elected. (To be fair, such current media scrutiny of medical
records and the day-to-day health of presidents, much less
candidates, would have prevented JFK and FDR from ever serving
in office, or at least serving without an uproar of concern.)
Oddly enough, this terrible fear of a little serious melancholia
in one’s leaders was not always the trend. Most people
in most past eras thought that a little melancholic disposition
in the face of the world’s obvious terrors gave a
leader the needed gravitas and proper mental disposition
to face the next catastrophe. Washington had it. Pericles
had it. Lincoln personified it.
This cultural obsession with finding leaders who are eternally
happy and terminally optimistic is a fairly new idiocy.
When President Woodrow Wilson had his stroke in 1919 –
his aides (and his wife, who secretly ran the nation for
weeks) – were more afraid of a public perception of
physical weakness than of a psychological breakdown.
The banner headline in the New York Times the next
day read: PRESIDENT SUFFERS NERVOUS BREAKDOWN, TOUR CANCELED;
SPEEDING BACK TO WASHINGTON FOR A NEEDED REST.
By 1972, when George McGovern’s pick for vice-presidential
candidate, Thomas Eagleton, admitted – after joining
the ticket – that he had on three occasions received
in-patient psychiatric treatment for depression and –
horror of horrors! – twice been treated with electroconvulsive
therapy (“electroshock”), Eagleton’s political
future was dead. McGovern called a press conference that
very day announcing that he stood behind his veep choice
“1000%” – which is presidential candidate
talk for “he’s dead meat, we’re looking
through other resumés as I speak.”
The next year, when Spiro Agnew got the boot from the real
office of VP for the sin of being a total failure as a human
being (and a thief as well) and Nixon appointed Gerald Ford
as his replacement vice-president during the height of Watergate
(choosing Ford, we know now, because Nixon thought that
having such a mediocre #2 would dissuade Congress from impeaching
him, Nixon) – word began to circulate that Ford had
– gasp! – seen a psychotherapist.
“Consulting a psychiatrist or psychotherapist,”
the New York Times noted at the time, “is
still an unforgivable sin for an American politician.”
Has that changed in 35 years? I would suspect that the
sin would be even less forgivable today.
Consulting born-again Christian ministers, on
the other hand, to get help changing one’s life and
correcting one’s character weaknesses – as Bill
Clinton so publicly did during the depths of the Monica
mess and George Bush spoke frequently and publicly about
while describing defeating his own drinking problem –
is not only acceptable but laudable.
William James, a melancholic who admitted to simply folding
up like a cheap accordion for six years during his first
major bout with “a crisis of the will arising from
sadness,” discussed in his The Varieties of Religious
Experience how religion – usually through the
repetition-rituals of prayer and repentance – has
always been a primary source of relief for Lincoln’s
type of personality in a life dogged by doubt and discord.
Alcoholics Anonymous has shown how this really works in
changing bad habits – that is, surrendering one’s
will to a “Higher Power” (it doesn’t really
matter what sort of Higher Power – God, Jesus, Allah,
Buddha, Vishnu, Karl Marx, Adolf Hitler, Harmonic Convergence,
or the late-night infomercial guru who guarantees turning
you into a millionaire). And I will not even comment here
on my dear friend and retired sociology professor Dr. Daniel
Peterson who sometimes rides his Harley while wearing the
t-shirt with the legend on the back – AA IS FOR QUITTERS.
Do I digress? Very well then, I digress. Will I ever end
this thing? It remains to be seen.
#
Elizabeth Keckly -- Mary Lincoln’s dressmaker --
was a snoop.
In the summer of 1863, not long after the Battle of Gettysburg,
(which was technically a Union victory, but –as Abraham
Lincoln immediately saw – was a disaster in the sense
that General Meade had not immediately pursued Lee’s
Army of Virginia, which was trapped at the Potomac River
whose rising waters had wrecked his pontoon bridges. Meade
dallied, Lee escaped with most of his army intact, and the
bloody war was doomed to go on for more years), Keckly was
fitting Mary Lincoln for yet another dress when she saw
the president drag himself into the room.
“His step was slow and heavy, and his face sad,”
Keckly recalled. “Like a tired child he threw himself
upon a sofa, and shaded his eyes with his hands. He was
a complete picture of dejection.”
Besides the carnage and ultimate failure at Gettysburg,
recent events had included the worst riots in American history
starting that July 13th, the New York Draft Riots where
Irish immigrants burned and looted and sacked much of the
city, focusing their murderous wrath mostly on blacks. The
Colored Orphan Asylum in New York had been burned to the
ground.
The day of Mary Lincoln’s fitting, the president
had just returned from the War Department where, he said,
the news was “dark, dark, everywhere.” The dressmaker
relates that Lincoln then took a small Bible from a stand
near the sofa and began to read.
“A quarter of an hour passed,” she remembered,
“and on glancing at the sofa the face of the President
seemed more cheerful. The dejected look was gone, and the
countenance was lighted up with new resolution and hope.”
What was the president reading in the Bible that so cheered
him up? Proverbs? One of the more hopeful Gospels?
Inquiring minds want to know. So Elizabeth Keckly pretended
to drop something so that she could tiptoe over and peek
over Lincoln’s shoulder.
He was reading the Book of Job.
Well, of course. What cheerier reading is there
for a serious melancholic than a story where God –
to settle an argument with Satan about Job, his faithful
servant who was experiencing a pretty good run of luck –
allows Satan to take away Job’s possessions, kill
his children, and afflict him with boils?
Job – a hero of mine as well – after an initial
attempt to stay pious and humble, finally refuses to take
these cosmic kicks in the ass without knowing the reason
why and demands a personal meeting with God, during which
he says, essentially, “You’re God, all right,
fine, you have to parcel out a little misery to each of
us. You have the power and probably the reason to do so.
But this daily shitstorm . . . this seriously sucks. It’s
stupid and over the top and it reeks of being . . . arbitrary!
Even for someone named God.” * (*translation from
the NewDan Bible, © 2005 by Dan Simmons)
God then rewards Job not for his groveling piety and humility
in the face of life’s shitstorms, but for getting
worked up about it and demanding the truth and seeking answers
to the tough questions.
#
You ask, why was Mayor Nagin insisting that New Orleaneans
start returning to the city even while it was largely underwater
and had no city services and no electricity and no hospitals
open and toxic sewage drifting everywhere and with the new
hurricane, Rita, gathering power in the Gulf? Mayor Nagin
answered that testily – “ . . . so that people
can get closure.”
Of all the insipid, banal, says-nothing, knows-nothing
catch phrases of this Brave New Age of insipid catch-phrases,
I think I hate “the need for closure” and “to
get closure” the most.
What the hell exactly is closure in the face of deep personal
loss and tragedy and the inevitable disaster that will touch
most of our lives? Being allowed in to stare at the wreckage?
Taking a pill and getting over it?
Don’t get me wrong – I’m all for pills
when called for. In my opinion, antidepressants rate right
up there with penicillin and the Apple I-Pod in the pantheon
of Science’s Greatest Gifts to Humanity. I agree with
St. Augustine when he wrote that “The only real sin
is human pain” and mental anguish is human pain in
one of its worst forms.
The secret that melancholics who’ve suffered the
full hurricane-force winds of melancholia understand is
that it’s not the sadness that kills you, it’s
the incessant thinking. It’s the thoughts
that keep you awake for weeks and make you consider suicide,
not the gloominess per se. As William Stryon, whose Darkness
Visible helped kickstart much of the current openness
about what we distantly call “clinical depression,”
wrote of the experience, saying that such continuous depression
is like a storm in the brain, punctuated by a thunder of
self-critical, fearful, despairing thoughts – one
clap following another in an endless night.”
Abraham Lincoln understood this distinction. In 1842, while
writing to a friend who was in the midst of a severe depression
of his own, Lincoln wrote of “the intensity
of thought, which will some times wear the sweetest idea
thread-bare and turn it to the bitterness of death.”
William James went into his crisis-of-will tailspin as
a young man shortly after seeing a production of Hamlet.
I would suggest that the play may be the ultimate exposition
on the pain of a mind that cannot shut itself off or find
even a pause in its incessant thinking about thinking.
Harold Bloom, a literary critic I’ve enjoyed for
years because of his enthusiasm for literature (despite
his recent arrogance and petty surliness in criticizing
a National Book Award lifetime achievement award for Stephen
King), always lectured his students that Hamlet’s
most famous soliloquy – “To be or not to be”
– is most definitely not a discussion of
suicide. I think Bloom is wrong here. The entire play, in
all of its near-infinite clarity and near-infinite ambiguity,
holds at its center a mind seeking to escape its own profound
consciousness so that one simple, lousy, but necessary violent
act can be performed.
. . . .. To die – to sleep,
No more, and by a sleep to say we end
The heart-ache and the thousand natural shocks
That flesh is heir to: ‘tis a consummation
Devoutly to be wish’d. To die, to sleep;
To sleep, perchance to dream --- ay, there’s the rub:
For in that sleep of death what dreams may come,
When we have shuffled off this mortal coil,
Must give us pause ---
. . . .
Thus does conscience make cowards of us all,
And thus the native hue of resolution
Is sicklied o’er with the pale cast of thought,
And enterprises of great pitch and moment
With this regard their currents turn awry
And lose the name of action.
Hamlet knew in his own particular hell of “crisis
of will” – as the shade of Achilles explained
to a living Odysseus in the shadowed halls of Hades –
that life without will and action is no life at all, is
in truth the ultimate anti-life. And the enemy to both will
and action to Hamlet and to so many others was “conscience”
which did not and does not – a million mediocre English
teachers be damned – mean someone’s sense of
right and wrong, but, as Shakespeare and his day used the
word, meant “consciousness.” Thinking. Incessant,
unstoppable thinking.
In recent years it’s come to light that it’s
probable that Abraham Lincoln anonymously published a poem
in a local newspaper in 1842. Titled “The Suicide’s
Soliloquy,” the conceit being that the poem was found
near the bones of an apparent suicide in the southern Illinois
woods. It shows Lincoln’s (if it is Lincoln’s
writing, and the formal argument and syntax, tone, and references
are characteristic of his other writing) Hamlet-like wrestling
with this urge to silence a melancholic’s tortuous
cycle of thoughts –
To ease me of this power to think,
That through my bosom raves,
I’ll headlong leap from hell’s high brink
And wallow in its waves.
All right, I grant you, that is a need for closure.
And one, I would argue, which is almost always better honored
in the breach than in the observance.
Let’s close by returning to the Abramson-Alloy experiment
of 1979 and its possible implications.
One psychology textbook states clearly, “The perception
of reality is called mentally healthy when what the individual
sees corresponds to what is actually there.”
All right. Good. By that definition – and even through
research – the corollary to this is that happiness
itself could be and should be considered a mental disorder.
(One thinks of Candide’s upbeat tutor, Dr. Pangloss,
who believed that this is “the best of all possible
worlds” right up to the moments the residents of Lisbon,
which had just been visited by Europe’s worst earthquake
ever, lit the fire to burn him alive. They had grown tired
of stupidly grinning optimists.)
Lauren Alloy wrote – “We have a tendency to
regard people in their ordinary moods as rational information
processors, relatively free of systematic bias and distorted
judgments.” While, in truth of fact, she goes on,
“much research suggests that when they are not depressed,
people are highly vulnerable to illusions, including unrealistic
optimism overestimation of themselves, and an exaggerated
sense of their capacity to control events. The same research
indicates that depressed people’s perceptions and
judgments are less biased.”
But,
hey, this is a party town (and century). Get over it.
Or perhaps we could look for more Lincolns and fewer Nagins
and Blancos in our future. But if it’s not “closure”
or our current addiction to the eternal sunshine of the
spotless mind we want to continue seeking, what perspective
about life, death, politics, hope, loss, and disaster could
serious (and frequently riotously funny) melancholic men
and women give us?
Woody Allen – a long-term melancholic who, like Lincoln,
Churchill, Twain, Buster Keaton, and others has put his
melancholy to work seeking insight in the humor at the neverending
show that is the human condition – ends one of his
better movies with a monologue to the camera comparing Life
to his mother’s years of going to the same Catskill
camp for older Jewish ladies –
“She always complained about the food there, how
terrible and inedible it is,” he says. “And
how the portions are way too small.”